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SWZ

Total Return Securities Fund

NYSE · Financial Services · Asset Management · US

$5.79
+0.17%
Ask drillr
12
Insider buys (3m)
0
Insider sells (3m)
$212.8K
Net value (3m)
-1.9%
Price return (3m)
Form 4 filings
DateInsiderActivitySharesPrice
Oct 13, 2026GOLDSTEIN PHILLIP · director, officer, other: SecretaryPurchase5,000$5.73
Sep 30, 2026SELL MORITZ A · directorPurchase2,000$5.76
Sep 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase9,000$5.77
Sep 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase7,649$5.81
Sep 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase1,000$5.76
Sep 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase2,351$5.82
Sep 1, 2026SELL MORITZ A · directorPurchase3,000$5.98
Aug 25, 2026Das Rajeev P · officer: SecretaryPurchase1,700$5.93
Aug 25, 2026Das Rajeev P · officer: SecretaryPurchase1,366$5.93
Aug 12, 2026SELL MORITZ A · directorPurchase1,000$5.91
Jul 24, 2026SELL MORITZ A · directorPurchase2,000$5.86
Jul 24, 2026SELL MORITZ A · directorPurchase517$5.90
Jul 22, 2026SELL MORITZ A · directorPurchase483$5.90
Jul 22, 2026SELL MORITZ A · directorPurchase1,000$5.93
Jul 8, 2026GOLDSTEIN PHILLIP · director, officer, other: SecretaryPurchase5,980$5.95
Jul 7, 2026Dakos Andrew · director, officer, other: President and CEOPurchase4,767$5.92
Jul 7, 2026Dakos Andrew · director, officer, other: President and CEOPurchase233$5.92
Jun 30, 2026SELL MORITZ A · directorPurchase2,000$5.92
Jun 30, 2026SELL MORITZ A · directorPurchase2,091$5.88
Jun 22, 2026SELL MORITZ A · directorPurchase1,853$5.91
Jun 22, 2026SELL MORITZ A · directorPurchase147$5.91
Jun 17, 2026SELL MORITZ A · directorPurchase155$5.95
Jun 17, 2026SELL MORITZ A · directorPurchase2,000$5.96
Jun 1, 2026SELL MORITZ A · directorPurchase1,000$6.01
May 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase3,000$5.98
May 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase5,400$5.99
May 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase100$5.98
May 29, 2026Dakos Andrew · director, officer, other: President and CEOPurchase4,500$5.97
May 20, 2026Dakos Andrew · director, officer, other: President and CEOPurchase4,000$5.95
May 20, 2026Dakos Andrew · director, officer, other: President and CEOPurchase13$5.95
Institutional positioning

13F filings over the trailing two quarters

New 12Increased 20Reduced 26Sold out 8
FilerActionSharesFiled
CSS LLC/ILIncreased1,040,190Aug 14, 2026
CSS LLC/ILReduced1,020,547May 15, 2026
BANK OF AMERICA CORP /DE/New Position867,363Aug 14, 2026
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLCReduced650,702May 5, 2026
Matisse CapitalIncreased609,000Aug 12, 2026
ICON ADVISERS INC/COReduced500,294May 13, 2026
ICON ADVISERS INC/COReduced446,220Aug 13, 2026
Shaker Financial Services, LLCIncreased424,625Oct 14, 2026
MATISSE CAPITALReduced407,269May 8, 2026
Saba Capital Management, L.P.Unchanged404,080Aug 14, 2026
SABA CAPITAL MANAGEMENT, L.P.Reduced404,080May 15, 2026
Shaker Financial Services, LLCIncreased393,170Jul 15, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLCReduced331,019May 15, 2026
SHAKER FINANCIAL SERVICES, LLCIncreased322,395May 12, 2026
Logan Stone Capital, LLCIncreased198,157Aug 14, 2026

Insider activity from SEC Form 4; institutional positioning from 13F filings · Latest filing Oct 13, 2026