SAR
SARATOGA INVESTMENT CORP.
NYSE · Financial Services · Asset Management · US
$14.90
−2.74%1
Insider buys (3m)
0
Insider sells (3m)
$223.3K
Net value (3m)
-22.6%
Price return (3m)
Form 4 filings
| Date | Insider | Activity | Shares | Price |
|---|---|---|---|---|
| Oct 13, 2026 | Oberbeck Christian L · director, officer: CEO and Director | Purchase | 15,000 | $15 |
| May 8, 2023 | Oberbeck Christian L · director, 10 percent owner, officer: CEO, Director and President | Purchase | 2,000 | $24 |
| Aug 2, 2022 | Looney Steven M · director: | Purchase | 1,250 | $24 |
| Aug 12, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 2,000 | $18 |
| Aug 12, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 5,000 | $18 |
| Jul 24, 2020 | Oberbeck Christian L · officer: CEO and Director | Purchase | 2,000 | $18 |
| Jul 24, 2020 | Oberbeck Christian L · officer: CEO and Director | Purchase | 3,000 | $18 |
| Jul 24, 2020 | Oberbeck Christian L · officer: CEO and Director | Purchase | 1,000 | $17 |
| Jul 14, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 500 | $16 |
| May 22, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 5,000 | $15 |
| May 15, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 4,000 | $12 |
| May 14, 2020 | Steenkamp Henri J · officer: CFO, CCO, Treasurer, Secretary | Purchase | 797 | $13 |
| May 14, 2020 | Steenkamp Henri J · officer: CFO, CCO, Treasurer, Secretary | Purchase | 1,203 | $13 |
| May 13, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 3,000 | $13 |
| May 11, 2020 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 8,000 | $13 |
| May 11, 2020 | WILLIAMS GEORGE CABELL III · director | Purchase | 12,104 | $13 |
| Jan 15, 2019 | Steenkamp Henri J · officer: CFO, CCO, Treasurer& Secretary | Purchase | 1,208 | $22 |
| Jun 27, 2018 | Oberbeck Elizabeth · director | Sale | 60,000 | $26 |
| May 24, 2018 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 11,000 | $22 |
| May 24, 2018 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Sale | 39,815 | $22 |
| May 24, 2018 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Sale | 2,550 | $22 |
| May 24, 2018 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Sale | 635 | $22 |
| May 24, 2018 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 29,061 | $22 |
| Jul 7, 2016 | Oberbeck Christian L · director, 10 percent owner, officer: CEO and Director | Purchase | 1,586 | $17 |
| Jan 19, 2016 | Looney Steven M · director | Purchase | 500 | $15 |
| Nov 24, 2015 | Looney Steven M · director | Purchase | 550 | $15 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL III · director | Purchase | 500 | $15 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL III · director | Purchase | 1,000 | $15 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL III · director | Purchase | 3,699 | $15 |
| Jan 20, 2015 | WILLIAMS GEORGE CABELL III · director | Purchase | 6,301 | $15 |
Institutional positioning
13F filings over the trailing two quarters
New 15Increased 43Reduced 32Sold out 13
| Filer | Action | Shares | Filed |
|---|---|---|---|
| LIDO ADVISORS, LLC | Unchanged | 199,138 | May 13, 2026 |
| Lido Advisors, LLC | Reduced | 181,518 | Aug 7, 2026 |
| PRIVATE ADVISOR GROUP, LLC | Increased | 165,139 | Apr 27, 2026 |
| Private Advisor Group, LLC | Reduced | 146,681 | Jul 27, 2026 |
| Legal & General Group Plc | Increased | 141,229 | Aug 14, 2026 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | Reduced | 137,675 | May 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | Reduced | 127,040 | Jul 8, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 122,941 | May 8, 2026 |
| Advisors Asset Management, Inc. | Increased | 121,635 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Increased | 116,012 | Jul 22, 2026 |
| LPL FINANCIAL LLC | Increased | 113,995 | May 6, 2026 |
| LPL Financial LLC | Reduced | 111,909 | Aug 7, 2026 |
| ADVISORS ASSET MANAGEMENT, INC. | Increased | 106,625 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | Increased | 85,267 | Jul 8, 2026 |
| WELLS FARGO & COMPANY/MN | Reduced | 85,079 | Aug 14, 2026 |
Insider activity from SEC Form 4; institutional positioning from 13F filings · Latest filing Oct 13, 2026