PFLT
PennantPark Floating Rate Capital Ltd.
NYSE · Financial Services · Asset Management · US
$7.39
−0.54%0
Insider buys (3m)
0
Insider sells (3m)
$0.00
Net value (3m)
-8.0%
Price return (3m)
Form 4 filings
| Date | Insider | Activity | Shares | Price |
|---|---|---|---|---|
| May 12, 2026 | Briones Jose A · director | Purchase | 5,770 | $8.67 |
| Mar 12, 2026 | Allorto Richard T JR · officer: CFO and Treasurer | Purchase | 15,000 | $8.15 |
| Feb 23, 2026 | Briones Jose A · director | Purchase | 5,895 | $8.48 |
| Dec 3, 2025 | Briones Jose A · director | Purchase | 5,500 | $9.10 |
| May 23, 2025 | Briones Jose A · director | Purchase | 1,480 | $10 |
| May 16, 2025 | Briones Jose A · director | Purchase | 9,840 | $10 |
| Jun 11, 2024 | Briones Jose A · director | Purchase | 1,745 | $11 |
| Jun 3, 2024 | Allorto Richard T JR · officer: CFO and Treasurer | Purchase | 10,000 | $11 |
| Jun 3, 2024 | Briones Jose A · director | Purchase | 885 | $11 |
| May 17, 2024 | Briones Jose A · director | Purchase | 1,740 | $11 |
| Dec 21, 2020 | KATZ SAMUEL L · director | Sale | 8,929 | $11 |
| Dec 21, 2020 | KATZ SAMUEL L · director | Sale | 8,618 | $10 |
| Dec 17, 2020 | KATZ SAMUEL L · director | Sale | 17,700 | $11 |
| Dec 17, 2020 | KATZ SAMUEL L · director | Sale | 7,453 | $11 |
| Dec 15, 2020 | KATZ SAMUEL L · director | Sale | 6,563 | $11 |
| Dec 15, 2020 | KATZ SAMUEL L · director | Sale | 10,737 | $11 |
| Jun 11, 2020 | KATZ SAMUEL L · director | Purchase | 15,000 | $8.83 |
| Apr 2, 2020 | Bernstein Adam K · director | Purchase | 4,000 | $4.94 |
| Mar 25, 2020 | Efrat Aviv · officer: Chief Financial Officer | Purchase | 18,050 | $3.90 |
| Mar 24, 2020 | Efrat Aviv · officer: Chief Financial Officer | Purchase | 28,800 | $4.36 |
| Mar 23, 2020 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 22,000 | $4.32 |
| Mar 19, 2020 | Flug Jeffrey · director | Purchase | 400 | $3.56 |
| Mar 19, 2020 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 16,300 | $4.17 |
| Mar 18, 2020 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 20,000 | $4.26 |
| Mar 3, 2020 | Efrat Aviv · officer: Chief Financial Officer | Purchase | 17,000 | $11 |
| Feb 27, 2020 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 7,000 | $12 |
| Nov 27, 2019 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 8,500 | $12 |
| Nov 26, 2019 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 8,000 | $12 |
| Nov 25, 2019 | PENN ARTHUR H · director, officer: Chairman and CEO | Purchase | 9,000 | $12 |
| Sep 5, 2019 | KATZ SAMUEL L · director | Purchase | 25,000 | $11 |
Institutional positioning
13F filings over the trailing two quarters
New 43Increased 93Reduced 75Sold out 27
| Filer | Action | Shares | Filed |
|---|---|---|---|
| Sound Income Strategies, LLC | Increased | 5,222,616 | Jul 20, 2026 |
| SOUND INCOME STRATEGIES, LLC | Increased | 4,940,809 | Apr 27, 2026 |
| UBS Group AG | Increased | 3,086,895 | Aug 13, 2026 |
| VAN ECK ASSOCIATES CORP | Increased | 2,473,706 | Aug 14, 2026 |
| UBS GROUP AG | Increased | 2,020,025 | May 5, 2026 |
| INVESCO LTD. | Increased | 1,807,110 | May 12, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 1,805,312 | May 15, 2026 |
| Invesco Ltd. | Reduced | 1,796,252 | Aug 14, 2026 |
| DIAMETER CAPITAL PARTNERS LP | Increased | 1,655,246 | May 15, 2026 |
| Altshuler Shaham Ltd | Unchanged | 1,029,172 | Aug 12, 2026 |
| ALTSHULER SHAHAM LTD | Reduced | 1,029,172 | May 18, 2026 |
| Diameter Capital Partners LP | Reduced | 900,000 | Aug 14, 2026 |
| Legal & General Group Plc | Increased | 810,824 | Aug 14, 2026 |
| MORGAN STANLEY | Increased | 777,564 | Aug 13, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 765,087 | May 8, 2026 |
Insider activity from SEC Form 4; institutional positioning from 13F filings · Latest filing May 12, 2026