LPLA
LPL Financial Holdings Inc.
NASDAQ · Financial Services · Financial - Capital Markets · US
$359.33
−0.31%Sep 1, 2026, 12:55 UTC
Financial advisors Ryan Lewis, Dan Hocking, and Steve Braatz joined LPL Financial's Linsco channel to launch ClearHaven Wealth Management, bringing approximately $395 million in client assets.
Aug 31, 2026, 14:30 UTC
Sierra Ridge Advisor Group, a California-based investment practice with about $2.1 billion in assets under administration, is leaving LPL Financial to join Cetera, bringing roughly 40 affiliated advisors into Cetera Networks.
Aug 28, 2026, 15:59 UTC
Pete Dorsey joined State Street as Chief Revenue Officer for its wealth management business, leading revenue strategy for the asset manager's custody and clearing operations as it expands into wealth services.
Source:Aug 25, 2026, 12:55 UTC
Financial advisors Pat Gilbert and James Gilbert of Preferred Financial Group joined LPL Financial's broker-dealer and RIA platforms, bringing approximately $230 million in assets, after leaving Harbour Investments.
Source:Aug 23, 2026, 08:51 UTC
Danske Bank A/S acquired a new stake of 2,721 shares in LPL Financial Holdings Inc. during the second quarter, valued at approximately $766,000, as disclosed in a recent SEC filing.
Source:Aug 21, 2026, 16:21 UTC
LPL Financial Holdings Inc. reported its July 2026 activity, showing continued growth in client assets and positive organic net new assets, despite modest sequential declines across some key metrics.
Source:Aug 21, 2026, 10:42 UTC
BlackRock Inc. acquired a new stake of 4,732,991 shares in LPL Financial Holdings Inc. during the second quarter, valued at approximately $1.33 billion, representing about 6.01% ownership.
Source:Aug 20, 2026, 12:55 UTC
LPL Financial announced that financial advisors Paul McCutchen and Jarod Wesson of McCutchen Wesson Wealth Advisors have joined LPL Financial's broker-dealer and RIA platform, bringing approximately $190 million in assets.
Aug 19, 2026, 12:15 UTC
LPL Financial added advisor Chris Stockton from Edward Jones with approximately $160 million in client assets.
Source:Aug 12, 2026, 19:00 UTC
Tucker Bria Wealth Strategies, led by Jim Tucker and Patrick Bria, joined Cetera through its Summit Financial Networks channel, bringing approximately $420 million in assets under administration.
Source:Aug 6, 2026, 11:15 UTC
Financial advisors John Chaulklin and Brian Clayton moved from LPL Financial to Raymond James Financial Services in Burlington, North Carolina, bringing over $540 million in client assets.
Source:Aug 4, 2026, 13:00 UTC
LPL Financial LLC announced that LPL Research launched a new suite of Building Block Model Portfolios, expanding its model portfolio platform to more than 70 offerings.
Jul 31, 2026, 18:42 UTC
LPL Financial increased its share buyback authorization.
Source:Jul 31, 2026, 13:06 UTC
LPL Financial reported a 35% increase in recruited assets in Q2 2026, bringing in $25 billion during the quarter.
Source:Jul 31, 2026, 00:31 UTC
LPL Financial Holdings Inc. reported Q2 2026 earnings of $5.84 per share, beating the Zacks Consensus Estimate of $5.39 per share, compared to $4.51 per share a year ago.
Jul 28, 2026, 18:14 UTC
Waverly Advisors acquired InVista Advisors, a hybrid RIA previously affiliated with LPL Financial in Montgomery, Alabama, adding about $443 million in client assets under management.
Jun 4, 2026, 19:34 UTC
LPL Financial is facing a class action lawsuit over its sales of Phoenix annuities, alleging the firm concealed financial risks from clients while collecting millions in commissions.
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