HRZN
Horizon Technology Finance Corporation
NASDAQ · Financial Services · Asset Management · US
$4.84
−0.41%7
Insider buys (3m)
0
Insider sells (3m)
$655.8K
Net value (3m)
+6.0%
Price return (3m)
Form 4 filings
| Date | Insider | Activity | Shares | Price |
|---|---|---|---|---|
| Jun 11, 2026 | O'Connor Kimberley Ann · director | Purchase | 10,000 | $4.37 |
| Jun 11, 2026 | ALLISON THOMAS J. · director | Purchase | 6,000 | $4.36 |
| Jun 10, 2026 | Goodman Jonathan Joseph · director | Purchase | 6,000 | $4.33 |
| Jun 10, 2026 | Balkin Michael · director, officer: Chief Executive Officer | Purchase | 100,000 | $4.34 |
| Jun 10, 2026 | ALLISON THOMAS J. · director | Purchase | 6,000 | $4.36 |
| Jun 10, 2026 | Seitz Paul G · officer: Chief Investment Officer | Purchase | 11,477 | $4.35 |
| Jun 10, 2026 | Trolio Daniel R. · officer: Executive VP and CFO | Purchase | 11,500 | $4.34 |
| Apr 14, 2026 | ALLISON THOMAS J. · director | A-Award | 49,926 | $0.00 |
| Apr 14, 2026 | Balkin Michael · director, officer: Chief Executive Officer | A-Award | 93,527 | $0.00 |
| Apr 14, 2026 | Seitz Paul G · officer: Chief Investment Officer | A-Award | 142 | $0.00 |
| Dec 17, 2024 | Balkin Michael · director | Purchase | 20,000 | $8.53 |
| Dec 2, 2024 | Michaud Gerald A. · director, officer: President | Purchase | 8,000 | $9.31 |
| Nov 14, 2024 | SAVAGE JOSEPH J · director | Purchase | 4,500 | $9.20 |
| Nov 14, 2024 | SAVAGE JOSEPH J · director | Purchase | 5,000 | $9.35 |
| Aug 5, 2024 | Balkin Michael · director | Purchase | 10,000 | $11 |
| Aug 5, 2024 | Goodman Jonathan Joseph · director | Purchase | 2,313 | $11 |
| Mar 11, 2024 | Michaud Gerald A. · director, officer: President | Purchase | 3,650 | $12 |
| Dec 21, 2022 | Michaud Gerald A. · officer: President | Purchase | 18,250 | $11 |
| Dec 12, 2022 | Pomeroy Robert D. Jr. · officer: CEO and Chairman of the Board | Purchase | 600 | $13 |
| Dec 12, 2022 | Pomeroy Robert D. Jr. · officer: CEO and Chairman of the Board | Purchase | 4,000 | $13 |
| Dec 7, 2022 | Michaud Gerald A. · officer: President | Purchase | 4,000 | $13 |
| Nov 17, 2022 | Trolio Daniel R. · officer: Executive VP and CFO | Purchase | 758 | $13 |
| Sep 30, 2022 | Mahoney Edmund V. · director | Purchase | 500 | $9.88 |
| Jun 22, 2022 | Pomeroy Robert D. Jr. · director: CHIEF EXECUTIVE OFFICER | Purchase | 4,000 | $11 |
| May 17, 2022 | SAVAGE JOSEPH J · director: | Purchase | 10,000 | $12 |
| May 12, 2022 | SAVAGE JOSEPH J · director: | Purchase | 5,000 | $12 |
| May 11, 2022 | Trolio Daniel R. · director: CFO | Purchase | 414 | $12 |
| May 11, 2022 | Michaud Gerald A. · director: PRESIDENT | Purchase | 3,050 | $12 |
| May 9, 2022 | Pomeroy Robert D. Jr. · director, officer: CHIEF EXECUTIVE OFFICER | Purchase | 4,000 | $13 |
| May 9, 2022 | Pomeroy Robert D. Jr. · director: CHIEF EXECUTIVE OFFICER | Purchase | 1,000 | $13 |
Institutional positioning
13F filings over the trailing two quarters
New 75Increased 44Reduced 31Sold out 11
| Filer | Action | Shares | Filed |
|---|---|---|---|
| MORGAN STANLEY | Increased | 1,055,591 | Aug 13, 2026 |
| Bulldog Investors, LLP | New Position | 658,617 | Aug 14, 2026 |
| MARSHALL WACE, LLP | Increased | 592,247 | Aug 13, 2026 |
| GREEN ALPHA ADVISORS, LLC | Increased | 590,141 | Apr 7, 2026 |
| Caprock Group, LLC | New Position | 454,442 | Jul 27, 2026 |
| Green Alpha Advisors, LLC | Reduced | 429,913 | Aug 11, 2026 |
| Legal & General Group Plc | Increased | 386,211 | Aug 14, 2026 |
| Eagle Point Credit Management LLC | Unchanged | 366,194 | Aug 11, 2026 |
| EAGLE POINT CREDIT MANAGEMENT LLC | Reduced | 366,194 | May 7, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 328,655 | May 8, 2026 |
| Virtus Investment Advisers, LLC | Increased | 252,455 | Aug 11, 2026 |
| BLAIR WILLIAM & CO/IL | New Position | 239,073 | Aug 11, 2026 |
| BANK OF AMERICA CORP /DE/ | Increased | 225,732 | Aug 14, 2026 |
| Connecticut Wealth Management, LLC | Increased | 214,509 | Jul 29, 2026 |
| CONNECTICUT WEALTH MANAGEMENT, LLC | Increased | 213,811 | May 1, 2026 |
Insider activity from SEC Form 4; institutional positioning from 13F filings · Latest filing Jun 11, 2026