EQS
Equus Total Return, Inc.
NYSE · Financial Services · Asset Management · US
$1.02
+0.99%0
Insider buys (3m)
0
Insider sells (3m)
$0.00
Net value (3m)
-25.5%
Price return (3m)
Form 4 filings
| Date | Insider | Activity | Shares | Price |
|---|---|---|---|---|
| Sep 30, 2025 | Denos Kenneth I · director, officer: Secretary | A-Award | 66,841 | $2.51 |
| Sep 17, 2025 | Denos Kenneth I · director, officer: Secretary | A-Award | 250,000 | $2.51 |
| Sep 17, 2025 | Hardy John A. · director, 10 percent owner, officer: CEO | A-Award | 133,682 | $2.51 |
| Jul 18, 2023 | KNAUSS ROBERT L · director | Purchase | 1,000 | $1.48 |
| Oct 1, 2021 | des Pallieres Bertrand · 10 percent owner | Sale | 1,844,259 | $2.40 |
| May 3, 2021 | Atkinson Fraser · director | Purchase | 1,352 | $1.90 |
| May 3, 2021 | Atkinson Fraser · director | Purchase | 4,034 | $1.89 |
| May 3, 2021 | Atkinson Fraser · director | Purchase | 700 | $1.89 |
| May 3, 2021 | Atkinson Fraser · director | Purchase | 100 | $1.90 |
| May 3, 2021 | Atkinson Fraser · director | Purchase | 18,016 | $1.89 |
| Jul 17, 2020 | TOKARZ MICHAEL T | Sale | 3,228,024 | $1.17 |
| Jul 17, 2020 | MVC CAPITAL, INC. | Sale | 3,228,024 | $1.17 |
| Jul 17, 2020 | Tokarz Group Advisers LLC | Sale | 3,228,024 | $1.17 |
| Jul 17, 2020 | Hardy John A. · director, 10 percent owner, officer: CEO | Purchase | 3,228,024 | $1.17 |
| Aug 13, 2019 | MVC CAPITAL, INC. | Sale | 608,310 | $1.62 |
| Aug 13, 2019 | TOKARZ MICHAEL T | Sale | 608,310 | $1.62 |
| Aug 13, 2019 | Tokarz Group Advisers LLC · 10 percent owner | Sale | 608,310 | $1.62 |
| Jul 30, 2019 | Tokarz Group Advisers LLC | Sale | 608,310 | $1.70 |
| Jul 30, 2019 | MVC CAPITAL, INC. | Sale | 608,310 | $1.70 |
| Jul 30, 2019 | TOKARZ MICHAEL T | Sale | 608,310 | $1.70 |
| Jul 26, 2019 | Tokarz Group Advisers LLC | Sale | 608,310 | $1.70 |
| Jul 26, 2019 | TOKARZ MICHAEL T | Sale | 608,310 | $1.70 |
| Jul 26, 2019 | MVC CAPITAL, INC. | Sale | 608,310 | $1.70 |
| Mar 27, 2017 | Bergner Richard F · director | Purchase | 19,500 | $2.40 |
| Mar 23, 2017 | Bergner Richard F · director | Purchase | 19,500 | $2.40 |
| Mar 20, 2017 | Atkinson Fraser · director | Purchase | 19,500 | $2.40 |
| Mar 20, 2017 | des Pallieres Bertrand · director, 10 percent owner: | Purchase | 15,000 | $2.40 |
| Mar 17, 2017 | KNAUSS ROBERT L · director | Purchase | 21,000 | $2.40 |
| Mar 17, 2017 | Hankinson Henry W · director | Purchase | 19,500 | $2.40 |
| Mar 17, 2017 | Hardy John A. · director, officer: Chief Executive Officer | Purchase | 500,000 | $2.40 |
Institutional positioning
13F filings over the trailing two quarters
New 1Increased 1Reduced 1Sold out 8
| Filer | Action | Shares | Filed |
|---|---|---|---|
| MORGAN STANLEY | Reduced | 35,666 | May 15, 2026 |
| SHUFRO ROSE & CO LLC | Unchanged | 31,287 | May 15, 2026 |
| MSH CAPITAL ADVISORS LLC | Unchanged | 21,666 | May 11, 2026 |
| CITADEL ADVISORS LLC | New Position | 20,330 | Sep 2, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | Unchanged | 20,000 | May 8, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | Unchanged | 9,102 | May 11, 2026 |
| ADVISOR GROUP HOLDINGS, INC. | Increased | 4,947 | May 15, 2026 |
| NBC SECURITIES, INC. | Unchanged | 2,800 | Apr 14, 2026 |
| WELLS FARGO & COMPANY/MN | Unchanged | 1 | Jul 8, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | Sold Out | 0 | May 11, 2026 |
| SHUFRO ROSE & CO LLC | Sold Out | 0 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | Sold Out | 0 | Jul 8, 2026 |
| OSAIC HOLDINGS, INC. | Sold Out | 0 | May 15, 2026 |
| MORGAN STANLEY | Sold Out | 0 | May 15, 2026 |
| MSH Capital Advisors LLC | Sold Out | 0 | May 11, 2026 |
Insider activity from SEC Form 4; institutional positioning from 13F filings · Latest filing Sep 30, 2025