SWZ
Total Return Securities Fund
NYSE · USFinancial ServicesAsset Management
$5.93-0.17%
Price as of Jul 20, 2026
SWZ ownership
Total Return Securities Fund ownership & insider activity
Latest available institutional positioning and SEC Form 4 insider transactions, coalesced at the company entity level when listings share coverage.
Insider Activity
Sentiment
100/100
Buys (3m)
18
Sells (3m)
0
Net (3m)
$245.5K
Insiders buyingCluster buying
Insider trades by month Buys Sells
Feb
Mar
Apr
May
Jun
Jul
Context3-month price -2.5%Institutions reducing (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Jul 8, 2026 | GOLDSTEIN PHILLIPdirector, officer, other: Secretary | Buy | 5,980 | $5.95 |
| Jul 7, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,767 | $5.92 |
| Jul 7, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 233 | $5.92 |
| Jun 30, 2026 | SELL MORITZ Adirector | Buy | 2,000 | $5.92 |
| Jun 30, 2026 | SELL MORITZ Adirector | Buy | 2,091 | $5.88 |
| Jun 22, 2026 | SELL MORITZ Adirector | Buy | 147 | $5.91 |
| Jun 22, 2026 | SELL MORITZ Adirector | Buy | 1,853 | $5.91 |
| Jun 17, 2026 | SELL MORITZ Adirector | Buy | 155 | $5.95 |
| Jun 17, 2026 | SELL MORITZ Adirector | Buy | 2,000 | $5.96 |
| Jun 1, 2026 | SELL MORITZ Adirector | Buy | 1,000 | $6.01 |
| May 29, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 5,400 | $5.99 |
| May 29, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 100 | $5.98 |
| May 29, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 3,000 | $5.98 |
| May 29, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,500 | $5.97 |
| May 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 2,987 | $5.96 |
| May 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 13 | $5.95 |
| May 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,000 | $5.95 |
| Apr 27, 2026 | SELL MORITZ Adirector | Buy | 1,002 | $6.07 |
| Apr 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,718 | $6.06 |
| Apr 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 547 | $6.04 |
| Apr 20, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 3,000 | $6.05 |
| Apr 9, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,000 | $5.97 |
| Apr 9, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 2,000 | $5.95 |
| Apr 6, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 100 | $5.95 |
| Apr 6, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 4,863 | $5.93 |
| Mar 31, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 5,900 | $5.92 |
| Mar 31, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 5,300 | $5.91 |
| Mar 26, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 1,000 | $5.95 |
| Mar 26, 2026 | Dakos Andrewdirector, officer, other: President and CEO | Buy | 5,000 | $5.96 |
| Mar 19, 2026 | GOLDSTEIN PHILLIPdirector, officer, other: Secretary | Buy | 10,000 | $5.98 |
Source: SWZ SEC Form 4 filings, latest Jul 8, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their SWZ positions over the last 6 months (SEC Form 13F).
Increased
8
New positions
5
Reduced
22
Sold out
5
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| CSS LLC/IL | Reduced | 1.0M | May 15, 2026 |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | Reduced | 651K | May 5, 2026 |
| ICON ADVISERS INC/CO | Reduced | 500K | May 13, 2026 |
| MATISSE CAPITAL | Reduced | 407K | May 8, 2026 |
| SABA CAPITAL MANAGEMENT, L.P. | Reduced | 404K | May 15, 2026 |
| Shaker Financial Services, LLC | Increased | 393K | Jul 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | 331K | May 15, 2026 |
| SHAKER FINANCIAL SERVICES, LLC | Increased | 322K | May 12, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | Reduced | 146K | Apr 16, 2026 |
| YAKIRA CAPITAL MANAGEMENT, INC. | Reduced | 126K | May 14, 2026 |
| GARDNER RUSSO & QUINN LLC | Reduced | 98K | May 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | Increased | 88K | May 11, 2026 |
| UNCOMMON CENTS INVESTING LLC | Reduced | 84K | Apr 15, 2026 |
| ALPINE GLOBAL MANAGEMENT, LLC | Reduced | 81K | May 15, 2026 |
| NOBLE WEALTH MANAGEMENT PBC | Reduced | 69K | Apr 2, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.