LPL Financial Holdings Inc. (LPLA) Insider Trading
Over the last 3 months, LPLA insiders made 0 open-market buys and 8 sales, a net sale of -$2.0M (SEC Form 4). Over the last 6 months, 539 institutions increased and 585 reduced their position (13F).
Insider Activity
Sentiment
0/100
Buys (3m)
0
Sells (3m)
8
Net (3m)
-$2.0M
Insider trades by month Buys Sells
Dec
Feb
Mar
Apr
Jun
Aug
Context3-month price +27%Institutions mixed (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Sep 1, 2026 | SCHIFTER RICHARD Pdirector | Grant | 14 | — |
| Sep 1, 2026 | Mnookin Allisondirector | Grant | 2 | — |
| Sep 1, 2026 | Glavin William Francis Jrdirector | Grant | 10 | — |
| Sep 1, 2026 | Putnam James Sdirector | Grant | 7 | — |
| Sep 1, 2026 | BERNARD EDWARD Cdirector | Grant | 3 | — |
| Sep 1, 2026 | EBERHART PAULETTdirector | Grant | 4 | — |
| Sep 1, 2026 | Thomas Corey E.director | Grant | 4 | — |
| Aug 31, 2026 | Jambusaria Aneriofficer: Group Managing Director | Sell | 308 | $357.36 |
| Aug 21, 2026 | Gates Gregofficer: Group Managing Director | Sell | 4,119 | $355.38 |
| Aug 21, 2026 | Gates Gregofficer: Group Managing Director | Option | 7,189 | $77.53 |
| Aug 4, 2026 | Enyedi Matthewofficer: Group Managing Director | Sell | 189 | $351.06 |
| Aug 4, 2026 | Enyedi Matthewofficer: Group Managing Director | Sell | 463 | $352.77 |
| Aug 4, 2026 | Enyedi Matthewofficer: Group Managing Director | Sell | 1 | $355.51 |
| Aug 4, 2026 | Enyedi Matthewofficer: Group Managing Director | Sell | 296 | $353.37 |
| Aug 4, 2026 | Enyedi Matthewofficer: Group Managing Director | Sell | 51 | $354.52 |
| Jun 22, 2026 | Jambusaria Aneriofficer: Group Managing Director | Sell | 308 | $306.00 |
| Jun 15, 2026 | Gates Gregofficer: Group Managing Director | Tax | 232 | $295.66 |
| Jun 15, 2026 | Cohen Marc Eliotofficer: Group Managing Director | Tax | 44 | $295.66 |
| Jun 8, 2026 | EBERHART PAULETTdirector | Grant | 5 | — |
| Jun 8, 2026 | Putnam James Sdirector | Grant | 10 | — |
| Jun 8, 2026 | Mnookin Allisondirector | Grant | 3 | — |
| Jun 8, 2026 | Thomas Corey E.director | Grant | 7 | — |
| Jun 8, 2026 | SCHIFTER RICHARD Pdirector | Grant | 19 | — |
| Jun 8, 2026 | BERNARD EDWARD Cdirector | Grant | 4 | — |
| Jun 8, 2026 | Glavin William Francis Jrdirector | Grant | 15 | — |
| May 19, 2026 | SCHIFTER RICHARD Pdirector | Grant | 348 | — |
| May 19, 2026 | Thomas Corey E.director | Grant | 348 | — |
| May 19, 2026 | Khanna Someshdirector | Grant | 712 | — |
| May 19, 2026 | SCHIFTER RICHARD Pdirector | Grant | 712 | — |
| May 19, 2026 | Thomas Corey E.director | Grant | 712 | — |
Source: LPLA SEC Form 4 filings, latest Sep 1, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their LPLA positions over the last 6 months (SEC Form 13F).
Increased
539
New positions
187
Reduced
585
Sold out
93
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| BLACKROCK, INC. | Reduced | 5.0M | May 13, 2026 |
| BlackRock, Inc. | Reduced | 4.7M | Aug 7, 2026 |
| DODGE & COX | Increased | 4.6M | Aug 13, 2026 |
| Boston Partners | Increased | 4.3M | Aug 4, 2026 |
| Jupiter Topco LLC | New Position | 4.2M | Aug 14, 2026 |
| DODGE & COX | Increased | 4.1M | May 14, 2026 |
| BOSTON PARTNERS | Increased | 4.1M | May 11, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Increased | 3.9M | May 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New Position | 3.9M | May 8, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | Reduced | 3.8M | Aug 13, 2026 |
| JANUS HENDERSON GROUP PLC | Increased | 3.7M | May 18, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | Increased | 3.6M | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | New Position | 3.6M | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | Increased | 2.7M | Aug 4, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | Increased | 2.6M | May 4, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.