LPL Financial Holdings Inc. (LPLA) Insider Trading
Over the last 3 months, LPLA insiders made 0 open-market buys and 8 sales, a net sale of -$1.5M (SEC Form 4). Over the last 6 months, 600 institutions increased and 552 reduced their position (13F).
Insider Activity
Sentiment
0/100
Buys (3m)
0
Sells (3m)
8
Net (3m)
-$1.5M
Insider trades by month Buys Sells
Oct
Nov
Dec
Feb
Mar
Apr
Context3-month price -9.4%Institutions mixed (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| May 19, 2026 | MULCAHY ANNE Mdirector | Grant | 712 | — |
| May 19, 2026 | Mnookin Allisondirector | Grant | 712 | — |
| May 19, 2026 | Putnam James Sdirector | Grant | 712 | — |
| May 19, 2026 | SCHIFTER RICHARD Pdirector | Grant | 712 | — |
| May 19, 2026 | Ko Albert Jdirector | Grant | 712 | — |
| May 19, 2026 | Thomas Corey E.director | Grant | 712 | — |
| May 19, 2026 | Glavin William Francis Jrdirector | Grant | 712 | — |
| May 19, 2026 | EBERHART PAULETTdirector | Grant | 712 | — |
| May 19, 2026 | BERNARD EDWARD Cdirector | Grant | 348 | — |
| May 19, 2026 | BERNARD EDWARD Cdirector | Grant | 712 | — |
| May 19, 2026 | MULCAHY ANNE Mdirector | Grant | 348 | — |
| May 19, 2026 | Khanna Someshdirector | Grant | 712 | — |
| May 19, 2026 | Thomas Corey E.director | Grant | 348 | — |
| May 19, 2026 | SCHIFTER RICHARD Pdirector | Grant | 348 | — |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 595 | $331.09 |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 106 | $332.27 |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 220 | $327.45 |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 139 | $326.16 |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 330 | $325.00 |
| Apr 16, 2026 | Audette Matthew Jofficer: President and CFO | Sell | 189 | $328.34 |
| Mar 26, 2026 | Thomas Corey E.director | Grant | 7 | — |
| Mar 26, 2026 | Glavin William Francis Jrdirector | Grant | 15 | — |
| Mar 26, 2026 | SCHIFTER RICHARD Pdirector | Grant | 19 | — |
| Mar 26, 2026 | EBERHART PAULETTdirector | Grant | 5 | — |
| Mar 26, 2026 | Putnam James Sdirector | Grant | 10 | — |
| Mar 26, 2026 | Mnookin Allisondirector | Grant | 3 | — |
| Mar 26, 2026 | BERNARD EDWARD Cdirector | Grant | 4 | — |
| Mar 11, 2026 | Cohen Marc Eliotofficer: Group Managing Director | Sell | 1,088 | $309.72 |
| Mar 11, 2026 | Cohen Marc Eliotofficer: Group Managing Director | Option | 2,212 | $77.53 |
| Mar 11, 2026 | Cohen Marc Eliotofficer: Group Managing Director | Sell | 2,212 | $308.75 |
Source: LPLA SEC Form 4 filings, latest May 19, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their LPLA positions over the last 6 months (SEC Form 13F).
Increased
600
New positions
214
Reduced
552
Sold out
223
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| VANGUARD GROUP INC | Reduced | 8.1M | Jan 29, 2026 |
| BLACKROCK, INC. | Increased | 5.0M | Feb 12, 2026 |
| BLACKROCK, INC. | Reduced | 5.0M | May 13, 2026 |
| DODGE & COX | Increased | 4.1M | May 14, 2026 |
| BOSTON PARTNERS | Increased | 4.1M | May 11, 2026 |
| DODGE & COX | Increased | 3.9M | Feb 13, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Increased | 3.9M | May 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New Position | 3.9M | May 8, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Increased | 3.7M | Jan 22, 2026 |
| JANUS HENDERSON GROUP PLC | Increased | 3.7M | May 18, 2026 |
| CAPITAL WORLD INVESTORS | Increased | 3.6M | Feb 11, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | New Position | 3.6M | May 15, 2026 |
| BOSTON PARTNERS | Reduced | 3.6M | Feb 13, 2026 |
| JANUS HENDERSON GROUP PLC | Increased | 3.4M | Feb 17, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | Increased | 2.6M | May 4, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.