UUUU (UUUU) Insider Trading
Over the last 3 months, UUUU insiders made 2 open-market buys and 0 sales, a net purchase of $1.0M (SEC Form 4). Multiple insiders bought within days of each other (cluster buying). Over the last 6 months, 151 institutions increased and 102 reduced their position (13F).
Insider Activity
Sentiment
100/100
Buys (3m)
2
Sells (3m)
0
Net (3m)
$1.0M
Insiders buyingCluster buying
Insider trades by month Buys Sells
Mar
Apr
Jul
ContextInstitutions accumulating (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Jul 9, 2026 | Bhappu Ross R.officer: President and CEO | Buy | 74,000 | $13.08 |
| Jul 9, 2026 | HANSEN BRUCE Ddirector | Buy | 4,000 | $12.70 |
| Jul 7, 2026 | Sullivan Scott Edwardofficer: SVP Integrity & Compliance | Grant | 9,554 | $16.71 |
| Jul 7, 2026 | Sullivan Scott Edwardofficer: SVP Integrity & Compliance | Grant | 8,176 | — |
| May 5, 2026 | Moore Curtisofficer: SVP, Marketing & Corp. Develop | Option | 15,478 | $21.32 |
| May 5, 2026 | Moore Curtisofficer: SVP, Marketing & Corp. Develop | Option | 8,288 | $21.32 |
| May 5, 2026 | Moore Curtisofficer: SVP, Marketing & Corp. Develop | Option | 22,222 | $6.47 |
| May 5, 2026 | Moore Curtisofficer: SVP, Marketing & Corp. Develop | Option | 12,658 | $7.36 |
| Apr 13, 2026 | KAPOSTASY DANIELofficer: VP, Technical Services | Option | 7,200 | $19.82 |
| Apr 13, 2026 | KAPOSTASY DANIELofficer: VP, Technical Services | Sell | 15,000 | $18.71 |
| Apr 2, 2026 | HERRERA JAQUELINEdirector | Grant | 5,039 | — |
| Mar 20, 2026 | KAPOSTASY DANIELofficer: VP Technical Services | Sell | 25,000 | $18.84 |
| Mar 11, 2026 | HIGGS DENNIS LYLEdirector | Sell | 2,000 | $19.15 |
| Mar 11, 2026 | Filas Barbara Appelindirector | Sell | 5,000 | $19.51 |
| Mar 4, 2026 | Moore Curtisofficer, other: Senior VP, Marketing & | Sell | 10,000 | $23.12 |
Source: UUUU SEC Form 4 filings, latest Jul 9, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their UUUU positions over the last 6 months (SEC Form 13F).
Increased
151
New positions
86
Reduced
102
Sold out
66
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | Increased | 16.9M | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | Increased | 15.6M | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | New Position | 14.5M | May 15, 2026 |
| BLACKROCK, INC. | Increased | 14.4M | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | 11.8M | May 15, 2026 |
| D. E. SHAW & CO., INC. | Reduced | 11.4M | May 15, 2026 |
| ALPS ADVISORS INC | Increased | 9.7M | Jul 29, 2026 |
| ALPS ADVISORS INC | Reduced | 8.3M | May 8, 2026 |
| CITADEL ADVISORS LLC | Reduced | 6.4M | May 15, 2026 |
| MORGAN STANLEY | Reduced | 6.3M | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New Position | 5.7M | May 8, 2026 |
| AMERIPRISE FINANCIAL INC | Increased | 5.7M | Jul 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | 5.6M | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | Reduced | 5.5M | Jul 8, 2026 |
| CITIGROUP INC | Increased | 4.9M | May 11, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.