Saratoga Investment Corp. (SAR) Insider Trading

Over the last 6 months, 49 institutions increased and 34 reduced their position (13F).

Insider Activity

Sentiment
50/100
Buys (3m)
0
Sells (3m)
0
Net (3m)
$0
Insider trades by month Buys Sells
Jan
May
Jul
Aug
Aug
May
Context3-month price -16%Institutions mixed (13F)
DateInsiderTypeSharesPrice
May 8, 2023Oberbeck Christian Ldirector, 10 percent owner, officer: CEO, Director and PresidentBuy2,000$23.81
Aug 2, 2022Looney Steven Mdirector: Buy1,250$23.54
Aug 12, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy2,000$17.67
Aug 12, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy5,000$17.51
Jul 24, 2020Oberbeck Christian Lofficer: CEO and DirectorBuy1,000$16.89
Jul 24, 2020Oberbeck Christian Lofficer: CEO and DirectorBuy3,000$17.50
Jul 24, 2020Oberbeck Christian Lofficer: CEO and DirectorBuy2,000$17.53
Jul 14, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy500$16.00
May 22, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy5,000$14.91
May 15, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy4,000$12.41
May 14, 2020Steenkamp Henri Jofficer: CFO, CCO, Treasurer, SecretaryBuy1,203$12.90
May 14, 2020Steenkamp Henri Jofficer: CFO, CCO, Treasurer, SecretaryBuy797$13.00
May 13, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy3,000$12.94
May 11, 2020WILLIAMS GEORGE CABELL IIIdirectorBuy12,104$12.76
May 11, 2020Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy8,000$13.11
Jan 15, 2019Steenkamp Henri Jofficer: CFO, CCO, Treasurer& SecretaryBuy1,208$22.00
Jun 27, 2018Oberbeck ElizabethdirectorSell60,000$25.53
May 24, 2018Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy29,061$22.45
May 24, 2018Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy11,000$22.45
May 24, 2018Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorSell39,815$22.45
May 24, 2018Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorSell2,550$22.46
May 24, 2018Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorSell635$22.45
Jul 7, 2016Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and DirectorBuy1,586$17.08
Jan 19, 2016Looney Steven MdirectorBuy500$14.53
Nov 24, 2015Looney Steven MdirectorBuy550$14.92
Jan 22, 2015WILLIAMS GEORGE CABELL IIIdirectorBuy3,699$15.40
Jan 22, 2015WILLIAMS GEORGE CABELL IIIdirectorBuy500$15.15
Jan 22, 2015WILLIAMS GEORGE CABELL IIIdirectorBuy1,000$15.25
Jan 20, 2015WILLIAMS GEORGE CABELL IIIdirectorBuy6,301$15.09
Oct 21, 2014Steenkamp Henri Jofficer: Chief Financial OfficerBuy609$15.49

Source: SAR SEC Form 4 filings, latest May 8, 2023. For informational purposes only — not investment advice.

Institutional activity (13F)

How institutions changed their SAR positions over the last 6 months (SEC Form 13F).

Increased
49
New positions
20
Reduced
34
Sold out
27
Largest moves
InstitutionActionSharesFiled
LIDO ADVISORS, LLCIncreased199KFeb 10, 2026
LIDO ADVISORS, LLCUnchanged199KMay 13, 2026
PRIVATE ADVISOR GROUP, LLCIncreased165KApr 27, 2026
PRIVATE ADVISOR GROUP, LLCIncreased163KFeb 17, 2026
Closed-End Fund Advisors, Inc.New Position159KFeb 11, 2026
HENNION & WALSH ASSET MANAGEMENT, INC.Reduced138KMay 13, 2026
Hennion & Walsh Asset Management, Inc.Reduced127KJul 8, 2026
LEGAL & GENERAL GROUP PLCIncreased123KMay 8, 2026
LEGAL & GENERAL GROUP PLCIncreased117KFeb 9, 2026
LPL FINANCIAL LLCIncreased114KMay 6, 2026
LPL FINANCIAL LLCIncreased114KFeb 11, 2026
ADVISORS ASSET MANAGEMENT, INC.Increased107KMay 15, 2026
ADVISORS ASSET MANAGEMENT, INC.Reduced101KFeb 12, 2026
BLACKROCK, INC.Reduced95KFeb 12, 2026
WELLS FARGO & COMPANY/MNIncreased85KJul 8, 2026

Source: SEC Form 13F filings. For informational purposes only — not investment advice.