Saratoga Investment Corp. (SAR) Insider Trading
Over the last 6 months, 49 institutions increased and 34 reduced their position (13F).
Insider Activity
Sentiment
50/100
Buys (3m)
0
Sells (3m)
0
Net (3m)
$0
Insider trades by month Buys Sells
Jan
May
Jul
Aug
Aug
May
Context3-month price -16%Institutions mixed (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| May 8, 2023 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO, Director and President | Buy | 2,000 | $23.81 |
| Aug 2, 2022 | Looney Steven Mdirector: | Buy | 1,250 | $23.54 |
| Aug 12, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 2,000 | $17.67 |
| Aug 12, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 5,000 | $17.51 |
| Jul 24, 2020 | Oberbeck Christian Lofficer: CEO and Director | Buy | 1,000 | $16.89 |
| Jul 24, 2020 | Oberbeck Christian Lofficer: CEO and Director | Buy | 3,000 | $17.50 |
| Jul 24, 2020 | Oberbeck Christian Lofficer: CEO and Director | Buy | 2,000 | $17.53 |
| Jul 14, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 500 | $16.00 |
| May 22, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 5,000 | $14.91 |
| May 15, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 4,000 | $12.41 |
| May 14, 2020 | Steenkamp Henri Jofficer: CFO, CCO, Treasurer, Secretary | Buy | 1,203 | $12.90 |
| May 14, 2020 | Steenkamp Henri Jofficer: CFO, CCO, Treasurer, Secretary | Buy | 797 | $13.00 |
| May 13, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 3,000 | $12.94 |
| May 11, 2020 | WILLIAMS GEORGE CABELL IIIdirector | Buy | 12,104 | $12.76 |
| May 11, 2020 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 8,000 | $13.11 |
| Jan 15, 2019 | Steenkamp Henri Jofficer: CFO, CCO, Treasurer& Secretary | Buy | 1,208 | $22.00 |
| Jun 27, 2018 | Oberbeck Elizabethdirector | Sell | 60,000 | $25.53 |
| May 24, 2018 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 29,061 | $22.45 |
| May 24, 2018 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 11,000 | $22.45 |
| May 24, 2018 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Sell | 39,815 | $22.45 |
| May 24, 2018 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Sell | 2,550 | $22.46 |
| May 24, 2018 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Sell | 635 | $22.45 |
| Jul 7, 2016 | Oberbeck Christian Ldirector, 10 percent owner, officer: CEO and Director | Buy | 1,586 | $17.08 |
| Jan 19, 2016 | Looney Steven Mdirector | Buy | 500 | $14.53 |
| Nov 24, 2015 | Looney Steven Mdirector | Buy | 550 | $14.92 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL IIIdirector | Buy | 3,699 | $15.40 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL IIIdirector | Buy | 500 | $15.15 |
| Jan 22, 2015 | WILLIAMS GEORGE CABELL IIIdirector | Buy | 1,000 | $15.25 |
| Jan 20, 2015 | WILLIAMS GEORGE CABELL IIIdirector | Buy | 6,301 | $15.09 |
| Oct 21, 2014 | Steenkamp Henri Jofficer: Chief Financial Officer | Buy | 609 | $15.49 |
Source: SAR SEC Form 4 filings, latest May 8, 2023. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their SAR positions over the last 6 months (SEC Form 13F).
Increased
49
New positions
20
Reduced
34
Sold out
27
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| LIDO ADVISORS, LLC | Increased | 199K | Feb 10, 2026 |
| LIDO ADVISORS, LLC | Unchanged | 199K | May 13, 2026 |
| PRIVATE ADVISOR GROUP, LLC | Increased | 165K | Apr 27, 2026 |
| PRIVATE ADVISOR GROUP, LLC | Increased | 163K | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | New Position | 159K | Feb 11, 2026 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | Reduced | 138K | May 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | Reduced | 127K | Jul 8, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 123K | May 8, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 117K | Feb 9, 2026 |
| LPL FINANCIAL LLC | Increased | 114K | May 6, 2026 |
| LPL FINANCIAL LLC | Increased | 114K | Feb 11, 2026 |
| ADVISORS ASSET MANAGEMENT, INC. | Increased | 107K | May 15, 2026 |
| ADVISORS ASSET MANAGEMENT, INC. | Reduced | 101K | Feb 12, 2026 |
| BLACKROCK, INC. | Reduced | 95K | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | Increased | 85K | Jul 8, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.