PennantPark Floating Rate Capital Ltd. (PFLT) Insider Trading

Over the last 6 months, 95 institutions increased and 75 reduced their position (13F).

Insider Activity

Sentiment
50/100
Buys (3m)
0
Sells (3m)
0
Net (3m)
$0
Insider trades by month Buys Sells
Jun
May
Dec
Feb
Mar
May
Context3-month price -9.2%Institutions accumulating (13F)
DateInsiderTypeSharesPrice
May 12, 2026Briones Jose AdirectorBuy5,770$8.67
Mar 12, 2026Allorto Richard T JRofficer: CFO and TreasurerBuy15,000$8.15
Feb 23, 2026Briones Jose AdirectorBuy5,895$8.48
Dec 3, 2025Briones Jose AdirectorBuy5,500$9.10
May 23, 2025Briones Jose AdirectorBuy1,480$10.13
May 16, 2025Briones Jose AdirectorBuy9,840$10.15
Jun 11, 2024Briones Jose AdirectorBuy1,745$11.40
Jun 3, 2024Allorto Richard T JRofficer: CFO and TreasurerBuy10,000$11.30
Jun 3, 2024Briones Jose AdirectorBuy885$11.33
May 17, 2024Briones Jose AdirectorBuy1,740$11.48
Dec 21, 2020KATZ SAMUEL LdirectorSell8,929$10.54
Dec 21, 2020KATZ SAMUEL LdirectorSell8,618$10.41
Dec 17, 2020KATZ SAMUEL LdirectorSell17,700$10.87
Dec 17, 2020KATZ SAMUEL LdirectorSell7,453$10.65
Dec 15, 2020KATZ SAMUEL LdirectorSell6,563$10.84
Dec 15, 2020KATZ SAMUEL LdirectorSell10,737$10.85
Jun 11, 2020KATZ SAMUEL LdirectorBuy15,000$8.83
Apr 2, 2020Bernstein Adam KdirectorBuy4,000$4.94
Mar 25, 2020Efrat Avivofficer: Chief Financial OfficerBuy18,050$3.90
Mar 24, 2020Efrat Avivofficer: Chief Financial OfficerBuy28,800$4.36
Mar 23, 2020PENN ARTHUR Hdirector, officer: Chairman and CEOBuy22,000$4.32
Mar 19, 2020Flug JeffreydirectorBuy400$3.56
Mar 19, 2020PENN ARTHUR Hdirector, officer: Chairman and CEOBuy16,300$4.17
Mar 18, 2020PENN ARTHUR Hdirector, officer: Chairman and CEOBuy20,000$4.26
Mar 3, 2020Efrat Avivofficer: Chief Financial OfficerBuy17,000$10.81
Feb 27, 2020PENN ARTHUR Hdirector, officer: Chairman and CEOBuy7,000$11.80
Nov 27, 2019PENN ARTHUR Hdirector, officer: Chairman and CEOBuy8,500$12.28
Nov 26, 2019PENN ARTHUR Hdirector, officer: Chairman and CEOBuy8,000$12.03
Nov 25, 2019PENN ARTHUR Hdirector, officer: Chairman and CEOBuy9,000$11.78
Sep 5, 2019KATZ SAMUEL LdirectorBuy25,000$11.42

Source: PFLT SEC Form 4 filings, latest May 12, 2026. For informational purposes only — not investment advice.

Institutional activity (13F)

How institutions changed their PFLT positions over the last 6 months (SEC Form 13F).

Increased
95
New positions
43
Reduced
75
Sold out
29
Largest moves
InstitutionActionSharesFiled
Sound Income Strategies, LLCIncreased5.2MJul 20, 2026
SOUND INCOME STRATEGIES, LLCIncreased4.9MApr 27, 2026
UBS Group AGIncreased3.1MAug 13, 2026
VAN ECK ASSOCIATES CORPIncreased2.5MAug 14, 2026
UBS GROUP AGIncreased2.0MMay 5, 2026
INVESCO LTD.Increased1.8MMay 12, 2026
VAN ECK ASSOCIATES CORPReduced1.8MMay 15, 2026
Invesco Ltd.Reduced1.8MAug 14, 2026
DIAMETER CAPITAL PARTNERS LPIncreased1.7MMay 15, 2026
ALTSHULER SHAHAM LTDReduced1.0MMay 18, 2026
Altshuler Shaham LtdUnchanged1.0MAug 12, 2026
Diameter Capital Partners LPReduced900KAug 14, 2026
Legal & General Group PlcIncreased811KAug 14, 2026
MORGAN STANLEYIncreased778KAug 13, 2026
LEGAL & GENERAL GROUP PLCIncreased765KMay 8, 2026

Source: SEC Form 13F filings. For informational purposes only — not investment advice.