Hercules Capital, Inc. (HTGC) Insider Trading
Over the last 3 months, HTGC insiders made 7 open-market buys and 0 sales, a net purchase of $619K (SEC Form 4). Multiple insiders bought within days of each other (cluster buying). Over the last 6 months, 300 institutions increased and 200 reduced their position (13F).
Insider Activity
Sentiment
100/100
Buys (3m)
7
Sells (3m)
0
Net (3m)
$618.9K
Insiders buyingCluster buying
Insider trades by month Buys Sells
Sep
May
Jun
Nov
Feb
Mar
Context3-month price +3%Institutions accumulating (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Apr 13, 2026 | Botelho Kiersten Zazaofficer: Chief Legal Officer & CCO | Tax | 1,018 | $14.74 |
| Apr 13, 2026 | Bluestein Scottofficer: Chief Executive Officer | Tax | 9,741 | $14.74 |
| Apr 13, 2026 | Follmann Christianofficer: Chief Operating Officer | Tax | 1,365 | $14.74 |
| Apr 13, 2026 | Meyer Seth Hofficer: Chief Financial Officer | Tax | 3,011 | $14.74 |
| Apr 13, 2026 | Follmann Christianofficer: Chief Operating Officer | Tax | 1,433 | $14.74 |
| Apr 13, 2026 | Bluestein Scottofficer: Chief Executive Officer | Tax | 10,652 | $14.74 |
| Apr 13, 2026 | Botelho Kiersten Zazaofficer: Chief Legal Officer & CCO | Tax | 956 | $14.74 |
| Apr 13, 2026 | Meyer Seth Hofficer: Chief Financial Officer | Tax | 3,458 | $14.74 |
| Mar 30, 2026 | BADAVAS ROBERT Pdirector | Buy | 3,658 | $14.35 |
| Mar 30, 2026 | Randhawa Paramjeet Kdirector | Buy | 2,926 | $14.35 |
| Mar 30, 2026 | Theodosopoulos Nikosdirector | Buy | 7,317 | $14.35 |
| Mar 30, 2026 | Fallon Thomas Jdirector | Buy | 7,300 | $14.30 |
| Mar 30, 2026 | Aguirre DeAnnedirector | Buy | 7,317 | $14.35 |
| Mar 30, 2026 | Loo Wadedirector | Buy | 7,317 | $14.35 |
| Mar 30, 2026 | CROWELL GAYLE Adirector | Buy | 7,317 | $14.35 |
| Mar 9, 2026 | Meyer Seth Hofficer: Chief Financial Officer | Tax | 5 | $15.11 |
| Mar 5, 2026 | Follmann Christianofficer: Chief Operating Officer | Buy | 5,000 | $14.68 |
| Mar 5, 2026 | Randhawa Paramjeet Kdirector | Buy | 3,050 | $14.78 |
| Feb 27, 2026 | BADAVAS ROBERT Pdirector | Buy | 5,000 | $14.27 |
| Feb 27, 2026 | Theodosopoulos Nikosdirector | Buy | 2,600 | $14.21 |
| Feb 27, 2026 | Bluestein Scottofficer: Chief Executive Officer | Buy | 7,000 | $14.35 |
| Feb 27, 2026 | Botelho Kiersten Zazaofficer: Chief Legal Officer & CCO | Buy | 1,300 | $14.21 |
| Feb 27, 2026 | Meyer Seth Hofficer: Chief Financial Officer | Buy | 7,000 | $14.33 |
| Feb 27, 2026 | Fallon Thomas Jdirector | Buy | 20,000 | $14.20 |
| Feb 26, 2026 | Loo Wadedirector | Buy | 3,300 | $14.98 |
| Feb 25, 2026 | CROWELL GAYLE Adirector | Buy | 6,600 | $15.20 |
| Feb 25, 2026 | Fallon Thomas Jdirector | Buy | 10,000 | $14.98 |
| Feb 25, 2026 | BADAVAS ROBERT Pdirector | Buy | 5,000 | $15.01 |
| Feb 24, 2026 | Bluestein Scottofficer: Chief Executive Officer | Buy | 30,000 | $15.08 |
| Feb 19, 2026 | Theodosopoulos Nikosdirector | Buy | 6,165 | $15.93 |
Source: HTGC SEC Form 4 filings, latest Apr 13, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their HTGC positions over the last 6 months (SEC Form 13F).
Increased
300
New positions
106
Reduced
200
Sold out
86
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| CUSTOM INDEX SYSTEMS, LLC | New Position | 19.3M | Apr 29, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 3.5M | Feb 13, 2026 |
| SOUND INCOME STRATEGIES, LLC | Increased | 3.4M | Apr 27, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 3.2M | May 15, 2026 |
| SOUND INCOME STRATEGIES, LLC | Reduced | 2.7M | Jan 21, 2026 |
| UBS GROUP AG | Increased | 2.5M | May 5, 2026 |
| TWO SIGMA INVESTMENTS, LP | Increased | 2.3M | May 15, 2026 |
| QUBE RESEARCH & TECHNOLOGIES LTD | Increased | 2.2M | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | Reduced | 1.9M | Feb 17, 2026 |
| LPL FINANCIAL LLC | Increased | 1.8M | Feb 11, 2026 |
| LPL FINANCIAL LLC | Reduced | 1.8M | May 6, 2026 |
| UBS GROUP AG | Increased | 1.7M | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | Increased | 1.6M | Feb 17, 2026 |
| D. E. SHAW & CO., INC. | Increased | 1.5M | May 15, 2026 |
| QUBE RESEARCH & TECHNOLOGIES LTD | Increased | 1.5M | Feb 17, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.