Gladstone Investment Corporation (GAIN) Insider Trading
Over the last 3 months, GAIN insiders made 4 open-market buys and 0 sales, a net purchase of $15K (SEC Form 4). Over the last 6 months, 65 institutions increased and 52 reduced their position (13F).
Insider Activity
Sentiment
100/100
Buys (3m)
4
Sells (3m)
0
Net (3m)
$14.9K
Insiders buying
Insider trades by month Buys Sells
Dec
Feb
Mar
Aug
Nov
May
Context3-month price +15.3%Institutions mixed (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| May 19, 2026 | Ritchie Taylorofficer: Chief Financial Officer | Buy | 160 | $16.15 |
| May 19, 2026 | Ritchie Taylorofficer: Chief Financial Officer | Buy | 150 | $16.29 |
| May 19, 2026 | Ritchie Taylorofficer: Chief Financial Officer | Buy | 450 | $16.50 |
| May 19, 2026 | Ritchie Taylorofficer: Chief Financial Officer | Buy | 155 | $16.10 |
| Nov 7, 2023 | Easton Rachael Z.officer: CFO and Treasurer | Buy | 650 | $14.67 |
| Aug 8, 2023 | DULLUM DAVID A Rofficer: President | Buy | 5,000 | $13.39 |
| Mar 17, 2023 | Easton Rachael Z.officer: CFO and Treasurer | Buy | 375 | $13.12 |
| Mar 15, 2023 | DULLUM DAVID A Rofficer: President | Buy | 3,000 | $12.84 |
| Feb 7, 2023 | WILKINSON WALTER Hdirector | Buy | 3,661 | $13.96 |
| Dec 16, 2022 | DULLUM DAVID A Rofficer: President | Buy | 3,000 | $13.06 |
| Aug 19, 2022 | Smith Jennifer Aofficer: Chief Valuation Officer | Buy | 100 | $15.61 |
| Jun 15, 2022 | DULLUM DAVID A Rofficer: President | Buy | 4,000 | $12.75 |
| May 20, 2022 | Easton Rachael Z.officer: CFO and Treasurer | Buy | 175 | $14.52 |
| Feb 24, 2022 | DULLUM DAVID A Rofficer: President | Buy | 2,500 | $14.69 |
| Feb 24, 2022 | DULLUM DAVID A Rofficer: President | Buy | 3,000 | $14.46 |
| Feb 23, 2022 | Easton Rachael Z.officer: CFO and Treasurer | Buy | 200 | $14.93 |
| Dec 6, 2021 | DULLUM DAVID A Rofficer: President | Buy | 3,000 | $16.54 |
| Mar 24, 2020 | BRUBAKER TERRY LEEdirector, officer: Chief Operating Officer | Buy | 2,500 | $6.83 |
| Mar 24, 2020 | DULLUM DAVID A Rofficer: President | Buy | 2,500 | $6.80 |
| Mar 23, 2020 | RYAN JULIAofficer: Chief Financial Officer | Buy | 2,500 | $8.18 |
| Mar 20, 2020 | BRUBAKER TERRY LEEdirector, officer: Chief Operating Officer | Buy | 2,500 | $6.73 |
| Mar 19, 2020 | BRUBAKER TERRY LEEdirector, officer: Chief Operating Officer | Buy | 2,500 | $7.35 |
| Mar 19, 2020 | DULLUM DAVID A Rofficer: President | Buy | 8,000 | $7.20 |
| Mar 16, 2020 | LiCalsi Michaelofficer: General Counsel and Secretary | Buy | 1,000 | $8.73 |
| Mar 16, 2020 | DULLUM DAVID A Rofficer: President | Buy | 5,000 | $8.99 |
| Mar 13, 2020 | DULLUM DAVID A Rofficer: President | Buy | 10,000 | $10.49 |
| Mar 3, 2020 | DULLUM DAVID A Rofficer: President | Buy | 3,300 | $11.86 |
| Sep 16, 2019 | DULLUM DAVID A Rofficer: President | Buy | 2,400 | $12.44 |
| Sep 11, 2019 | GLADSTONE DAVIDdirector, officer: CEO | Buy | 20,581 | $11.99 |
| Aug 19, 2019 | BRUBAKER TERRY LEEdirector, officer: Chief Operating Officer | Sell | 21,502 | $11.52 |
Source: GAIN SEC Form 4 filings, latest May 19, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their GAIN positions over the last 6 months (SEC Form 13F).
Increased
65
New positions
29
Reduced
52
Sold out
28
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| MELIA WEALTH LLC | Reduced | 1.1M | Feb 9, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | New Position | 1.1M | May 7, 2026 |
| MELIA WEALTH LLC | Reduced | 1.1M | May 8, 2026 |
| TWO SIGMA INVESTMENTS, LP | Increased | 804K | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 799K | Feb 13, 2026 |
| UBS GROUP AG | Increased | 732K | May 5, 2026 |
| UBS GROUP AG | Increased | 713K | Jan 29, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 592K | May 15, 2026 |
| MORGAN STANLEY | Increased | 338K | May 15, 2026 |
| MORGAN STANLEY | Increased | 336K | Feb 13, 2026 |
| BLACKROCK, INC. | Increased | 320K | Feb 12, 2026 |
| PFG ADVISORS | Increased | 315K | May 5, 2026 |
| PFG ADVISORS | Increased | 305K | Jan 27, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 301K | May 8, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 274K | Feb 9, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.