Fidus Investment Corporation (FDUS) Insider Trading
Over the last 6 months, 49 institutions increased and 41 reduced their position (13F).
Insider Activity
Sentiment
50/100
Buys (3m)
0
Sells (3m)
0
Net (3m)
$0
Insider trades by month Buys Sells
Mar
Dec
May
Jun
Aug
Mar
Context3-month price +5%Institutions reducing (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Mar 16, 2020 | Tune Edward X.director | Buy | 3,000 | $9.43 |
| Mar 16, 2020 | HYMAN CHARLES Ddirector | Buy | 2,000 | $9.84 |
| Mar 12, 2020 | Lauer Thomas Charlesdirector, officer: President | Buy | 2,000 | $11.45 |
| Mar 12, 2020 | Anstiss Raymond L. Jr.director | Buy | 6,150 | $11.66 |
| Mar 12, 2020 | Anstiss Raymond L. Jr.director | Buy | 1,500 | $9.00 |
| Mar 12, 2020 | ROSS EDWARD Hdirector, officer: See Remarks | Buy | 4,000 | $9.31 |
| Mar 12, 2020 | Sherard Shelby Eofficer: See Remarks | Buy | 5,000 | $9.36 |
| Mar 10, 2020 | ROSS EDWARD Hdirector, officer: See Remarks | Buy | 2,000 | $11.81 |
| Mar 10, 2020 | Sherard Shelby Eofficer: See Remarks | Buy | 2,100 | $11.99 |
| Mar 10, 2020 | Sherard Shelby Eofficer: See Remarks | Buy | 3,850 | $12.99 |
| Mar 10, 2020 | Lauer Thomas Charlesdirector, officer: President | Buy | 5,000 | $12.40 |
| Aug 9, 2019 | Sherard Shelby Eofficer: See Remarks | Buy | 1,750 | $14.25 |
| Aug 9, 2019 | Sherard Shelby Eofficer: See Remarks | Buy | 1,350 | $14.40 |
| Aug 7, 2019 | Anstiss Raymond L. Jr.director | Buy | 1,000 | $14.65 |
| Jun 4, 2019 | Anstiss Raymond L. Jr.director | Buy | 1,740 | $15.93 |
| Jun 4, 2019 | Anstiss Raymond L. Jr.director | Buy | 1,000 | $15.97 |
| May 15, 2019 | Anstiss Raymond L. Jr.director | Buy | 500 | $15.99 |
| May 15, 2019 | Anstiss Raymond L. Jr.director | Buy | 1,750 | $16.00 |
| Dec 6, 2018 | Sherard Shelby Eofficer: See Remarks | Buy | 3,675 | $13.60 |
| Mar 12, 2018 | ROSS EDWARD Hdirector, officer: See Remarks | Buy | 3,500 | $13.18 |
| Mar 12, 2018 | HYMAN CHARLES Ddirector | Buy | 1,500 | $12.79 |
| Mar 12, 2018 | Lauer Thomas Charlesdirector, officer: President | Buy | 4,000 | $12.80 |
| Mar 12, 2018 | Sherard Shelby Eofficer: See Remarks | Buy | 2,186 | $12.75 |
| Mar 12, 2018 | Sherard Shelby Eofficer: See Remarks | Buy | 1,314 | $12.75 |
| Mar 12, 2018 | Sherard Shelby Eofficer: See Remarks | Buy | 7,000 | $13.10 |
| Aug 24, 2015 | Lauer Thomas Charlesdirector | Buy | 100 | $7.49 |
| Aug 24, 2015 | Sherard Shelby Eofficer: Chief Financial Officer | Buy | 3,435 | $14.50 |
| Dec 4, 2014 | HYMAN CHARLES Ddirector | Buy | 1,700 | $15.11 |
| Dec 2, 2014 | Lauer Thomas Charlesdirector | Buy | 1,500 | $16.11 |
| Nov 25, 2014 | Mazzarino John A.director | Buy | 3,658 | $16.58 |
Source: FDUS SEC Form 4 filings, latest Mar 16, 2020. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their FDUS positions over the last 6 months (SEC Form 13F).
Increased
49
New positions
22
Reduced
41
Sold out
143
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | Increased | 804K | May 14, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 713K | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | Increased | 545K | May 4, 2026 |
| CETERA INVESTMENT ADVISERS | Increased | 542K | May 13, 2026 |
| COLUMBUS MACRO, LLC | Increased | 506K | Apr 21, 2026 |
| UBS GROUP AG | Reduced | 423K | May 5, 2026 |
| BAIRD FINANCIAL GROUP, INC. | Increased | 406K | May 14, 2026 |
| MUZINICH & CO., INC. | Increased | 348K | Apr 24, 2026 |
| MORGAN STANLEY | Reduced | 294K | May 15, 2026 |
| LEGAL & GENERAL GROUP PLC | Increased | 284K | May 8, 2026 |
| TWO SIGMA INVESTMENTS, LP | Reduced | 274K | May 15, 2026 |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | Unchanged | 213K | Apr 30, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | Increased | 206K | Apr 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | Reduced | 204K | May 15, 2026 |
| PFG ADVISORS | Increased | 188K | May 5, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.