Caterpillar Inc. (CAT) Insider Trading
Over the last 3 months, CAT insiders made 1 open-market buy and 21 sales, a net sale of -$87.4M (SEC Form 4). Over the last 6 months, 2636 institutions increased and 2875 reduced their position (13F).
Insider Activity
Sentiment
0/100
Buys (3m)
1
Sells (3m)
21
Net (3m)
-$87.4M
Insiders buyingFirst buy in 2 quarters
Insider trades by month Buys Sells
Nov
Dec
Jan
Feb
Mar
May
Context3-month price +33.2%Institutions mixed (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| May 27, 2026 | Epley Kyle Josephofficer: Chief Financial Officer | Grant | 6 | — |
| May 27, 2026 | Creed Joseph Eofficer: Chief Executive Officer | Grant | 18 | — |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Option | 16,078 | $196.70 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 1,605 | $911.92 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 1,568 | $909.70 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 402 | $910.65 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 1,491 | $906.73 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Tax | 3,473 | $910.55 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 2,259 | $905.73 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 1,787 | $904.70 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 2,302 | $908.76 |
| May 15, 2026 | Johnson Denise Cofficer: Group President | Sell | 1,191 | $907.98 |
| May 14, 2026 | Johnson Denise Cofficer: Group President | Option | 7,900 | $196.70 |
| May 14, 2026 | Schaupp William Eofficer: Chief Accounting Officer | Sell | 360 | $906.00 |
| May 14, 2026 | Johnson Denise Cofficer: Group President | Tax | 1,704 | $911.61 |
| May 14, 2026 | Johnson Denise Cofficer: Group President | Sell | 3,546 | $909.46 |
| May 14, 2026 | Johnson Denise Cofficer: Group President | Sell | 2,650 | $910.24 |
| May 12, 2026 | Fassino Anthony D.officer: Group President | Sell | 15,440 | $916.75 |
| May 12, 2026 | Creed Joseph Eofficer: Chief Executive Officer | Tax | 574 | $912.03 |
| May 12, 2026 | Epley Kyle Josephofficer: Chief Financial Officer | Grant | 1,394 | $897.45 |
| May 12, 2026 | Fassino Anthony D.officer: Group President | Sell | 843 | $917.73 |
| May 12, 2026 | Pambianchi Christine Mofficer: Chief Human Resources Officer | Tax | 224 | $912.03 |
| May 12, 2026 | Epley Kyle Josephofficer: Chief Financial Officer | Grant | 515 | — |
| May 12, 2026 | Fassino Anthony D.officer: Group President | Tax | 5,120 | $918.65 |
| May 12, 2026 | Fassino Anthony D.officer: Group President | Option | 21,403 | $219.76 |
| May 7, 2026 | De Lange Bobofficer: Group President | Tax | 3,883 | $923.38 |
| May 7, 2026 | De Lange Bobofficer: Group President | Sell | 14,470 | $922.55 |
| May 7, 2026 | BONFIELD ANDREW R Jofficer: CFO Emeritus | Sell | 15,674 | $918.71 |
| May 7, 2026 | BONFIELD ANDREW R Jofficer: CFO Emeritus | Option | 7,673 | $338.65 |
| May 7, 2026 | Fassino Anthony D.officer: Group President | Sell | 8,802 | $926.23 |
Source: CAT SEC Form 4 filings, latest May 27, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their CAT positions over the last 6 months (SEC Form 13F).
Increased
2636
New positions
857
Reduced
2875
Sold out
212
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| VANGUARD GROUP INC | Increased | 46.4M | Jan 29, 2026 |
| BLACKROCK, INC. | Increased | 37.2M | May 13, 2026 |
| BLACKROCK, INC. | Increased | 36.2M | Feb 12, 2026 |
| STATE STREET CORP | Increased | 35.4M | Feb 13, 2026 |
| STATE STREET CORP | Reduced | 34.9M | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | New Position | 30.2M | May 15, 2026 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | Reduced | 17.4M | Feb 11, 2026 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | Reduced | 14.6M | May 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New Position | 11.7M | May 8, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | Increased | 11.1M | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | Increased | 10.6M | Feb 9, 2026 |
| FISHER ASSET MANAGEMENT, LLC | Increased | 9.8M | May 5, 2026 |
| FISHER ASSET MANAGEMENT, LLC | Increased | 9.5M | Feb 9, 2026 |
| MORGAN STANLEY | Increased | 7.5M | May 15, 2026 |
| MORGAN STANLEY | Reduced | 7.1M | Feb 13, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.